brian oliver, aequitas

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This special highlights the best of the fifth annual event which was held in Singapore from November 14-17. Previously, Brian was an Executive VP, Business Development at Alternative Asset Management. Investors agree to $234.6M in settlements in Aequitas was - Portland PORTLAND, Ore.U.S. If you missed the last issue of InvestmentNews, you can access it here. | Advertising District of Oregon They are also prohibited from violating the SECs antifraud provisions. The company's general counsel just quit. From June 2014 through February 2016, the former executives solicited investors by misrepresenting the companys use of investor money, the financial health and strength of Aequitas and its related companies, and the risks associated with its investments and investment strategies. From June 2014 through February 2016, Oliver and others solicited investors by misrepresenting the companys use of investor money, the financial health and strength of Aequitas and its related companies, and the risks associated with its investments and investment strategies. Oliver was a partial owner and Executive Vice President of Aequitas Management, LLC ("Aequitas Management . YouTubes privacy policy is available here and YouTubes terms of service is available here. Former Aequitas executives and co-conspirators Brian A. Oliver and Olaf Janke previously pleaded guilty to conspiring to commit mail and wire fraud and money laundering on April 19, 2019, and June 10, 2019, respectively. (kms) (Entered: 04/19/2019), Home Former Aequitas CEO testifies in divorce trial Brian Oliver, Aequitas Capital's longtime No. Bob Jesenik, three other former Aequitas executives - Oregonlive SEC Charges Oregon-Based Investment Group and Executives With Rice, a longtime Portland banker who eventually became regional president for Key Bank, gave up the big downtown office to join Aequitas in 2014. Luminaries from the downtown business establishment wanted to join the team. Official websites use .gov Nelson Scott Gillis, 69, of Lake Oswego, Oregon, pleaded guilty to one count of making a false statement to a bank. Share Your Design Ideas, New JerseysMurphy Defends $10 Billion Rainy Day Fund as States Economy Slows, What Led to Europe's Deadliest Train Crash in a Decade, This Week in Crypto: Ukraine War, Marathon Digital, FTX, Exec VP & Pres:Financial Svcs, Aequitas Capital Mgmt Inc. John Deere boasted record profits in 2021 and finally struck a deal with striking union workers. Scott Bradford is the lead prosecutor on the case. A .gov website belongs to an official government organization in the United States. Insight and analysis of top stories from our award winning magazine "Bloomberg Businessweek". Rice acknowledged in court filings that he's a suspect in the case. He also established Aequitass New York Office and directed Aequitass Lux Fund, a Luxembourg-based fund used to solicit international investors. Brian provides Cathedral particular expertise in leading Merger & Acquisition transactions and arranging Corporate Finance solutions for its clients, after having been involved in extensive transactions of all sizes throughout his career. Main Office: The Lake Oswego, Ore.-based investment management firm was the subject of a Securities and Exchange Commission complaint filed in 2016 alleging that Aequitas defrauded more than 1,500 investors into believing they were putting their money into health care, education and transportation investments when their money was being used primarily in a Ponzi-like fashion. Oliver faces a maximum sentence of 30 years in prison, a $250,000 fine or twice the gross monetary gains or losses resulting from his crimes, and three years supervised release. An official website of the United States government. Brian A. Oliver, age 51, resides in Aurora, Oregon. Oliver, former second-in-command at Aequitas, pleads guilty to fraud Brian Oliver and Olaf Janke, former senior Aequitas executives, have in recent months cut plea deals with federal prosecutors. Brian Oliver, Aequitas Capital's longtime No. The SECs complaint alleged that Jesenik and Oliver were aware of Aequitass calamitous financial condition yet continued to solicit millions of dollars from investors to pay the firms ever-increasing expenses and attempt to stave off the impending collapse of the business. It added that Gillis allegedly concealed the firms insolvency from investors and was aware that Jesenik and Oliver continued soliciting investors so that Aequitas could pay operating expenses and repay earlier investors with money from new investors.. The firm was growing quickly, it did business with some of the best-known investment advisors in the country, it claimed to have more than $1 billion under management. They hurt a whole lot of people.. Its not just the amount of insurance money that went to Jesenik that concerns the receiver. They both opted not to talk. They've got that too. SEC bars Aequitas execs after $540m judgement against Oregon firm Some money from new investors was allegedly used to pay earlier investors Sentencing is set for 8/5/2019 at 9:00AM in Portland before Judge Michael W. Mosman. Over the last few years Cathedral has really provided sage advice as weve been growing our green building companies. Its been a long time coming, Kayser said. 1000 SW Third Ave Suite 600 Sam Kauffman is MacRitchies attorney. U.S. Attorney's Office, District of Oregon, Former Aequitas CEO and Senior Executives Indicted in Fraud and Money Laundering Conspiracy, Forsage Founders Indicted in $340M DeFi Crypto Scheme, Russian Cryptocurrency Money Launderer Pleads Guilty, Former Fugitive Wanted in Oregon for Real Estate Scam Pleads Guilty, Former Aequitas CEO and Senior Executives Indicted In Fraud and Money Laundering Conspiracy. But prosecutors allege the Aequitas executives lied about the firms financial performance. The agency on Wednesday barred Aequitas partial owner and chief executive Robert Jesenik, 60, partial owner and executive vice president Brian Oliver, 55, and former chief financial officer N. Forgot your password? Both Rice and MacRitchie were high-profile Portland executives before joining Aequitas. Attorneys for the District of Oregon. Gillis faces a maximum sentence of 30 years in prison, an $8.4 million fine, and five years supervised release. Brian Oliver President, Cathedral Finance | Senior Advisor Brian has over 30 years experience in providing corporate finance and consulting solutions to small and medium sized businesses. The default came to attention of the U.S. Securities and Exchange Commission, which sued Aequitas in March 2016 and got the company shut down. ) or https:// means youve safely connected to the .gov website. A locked padlock In the shadow of a turbulent future, The Bloomberg New Economy Forum brought together world leaders for face-to-face discussions on the global threats we face. | Articles By late 2015, Aequitas was suffering one of its periodic cash flow crises. Sentencing materials are due no later than 7/31/2019. Brian A. Oliver, a former owner and executive vice president of Aequitas Management, LLC and several other Aequitas-related companies pleaded guilty to conspiring to commit mail and wire fraud and money laundering. U.S. Attorney's Office, District of Oregon, Former Aequitas Senior Executive and Chief Financial Officer Pleads Guilty to Making False Statements to a Creditor, Forsage Founders Indicted in $340M DeFi Crypto Scheme, Russian Cryptocurrency Money Launderer Pleads Guilty, Former Fugitive Wanted in Oregon for Real Estate Scam Pleads Guilty, Former Aequitas Senior Executive and Chief Financial Officer Pleads Guilty To Making False Statements To a Creditor. Mike Esler, another attorney for Aequitas investors, credited federal prosecutors for sticking with an extremely complex case all the way to the indictment of Aequitas leader Jesenik. Gillis was the second Aequitas chief financial officer. In a separate proceeding, the SEC barred the three from the securities industry. 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Section 203(f) of the Investment Advisers Act of 1940 ("Advisers Act") against Brian A. Oliver ("Oliver" or "Respondent"). PDF SEC Complaint: Aequitas Management, LLC; Aequitas Holdings, LLC Federal prosecutors have already cut guilty plea deals with two former Aequitas executives. They are Brian Rice, who formerly headed Key Banks operations in much of Oregon, Andrew MacRitchie, The Scotland native who came to Portland when when Scottish Power purchased PacifiCorp, and N. Scott Gillis, the former chief financial officer. On January 26, 2023, a California man who evaded federal authorities for more than two decades after being convicted at trial and who was wanted in District of Oregon for District of Oregon Neither were charged when the U.S. Securities and Exchange Commission shut Aequitas down and filed a civil lawsuit in March 2016. Defendant waived reading of the Information. The third policy is now being consumed even though the criminal case is just getting underway and the pool of potential defendants is expanding. Aequitas Management LLC and four affiliates allegedly defrauded more than 1,500 investors nationwide into believing they were making health care, education, and transportation-related investments when their money was really being used in a last-ditch effort to save the firm. A lock ( Main Office: Brian Rice and Scott Gillis, two of the company's six senior partners, resigned in recent weeks. District of Oregon | Former Aequitas Senior Executive and Chief (1) He argues he needs the money to help defray losses suffered by Aequitas investors. Once a high-flying Lake Oswego . U.S. Attorney's Office, District of Oregon, Criminal conspiracy could have cost investors more than $600 million, Former Aequitas Owner and Executive Vice President Pleads Guilty in Fraud and Money Laundering Conspiracy, Salem Man Pleads Guilty for Using Twitter to Threaten Violence Against Robinhood Employees, FBI and Partners Issue National Public Safety Alert on Financial Sextortion Schemes, Armed Robbery Crew Posing as DEA Agents Charged in Federal Court, Former Aequitas Owner and Executive Vice President Pleads Guilty In Fraud and Money Laundering Conspiracy. They've got that too. Defendant proceeds as named. The Oregon firm thought it had hit the motherlode when it got into the college debt business. A federal grand jury in the District of Oregon returned an indictment today charging four founders of Forsage, a purportedly decentralized finance (DeFi) cryptocurrency investment platform, for their roles in On February 6, 2023, a Russian cryptocurrency money launderer previously extradited from the Netherlands to face charges in the District of Oregon pleaded guilty in federal court. I have really enjoyed working with Seth, Brian and the Cathedral team. Federal regulators claimed that Aequitas executives misled investors for years about the companys true financial condition. It began to default on the interest payments owed its legion of mom and pop investors. Brian Rice and Scott Gillis, two of the company's six senior partners, resigned in recent weeks. The recent filings indicate several additional Aequitas executives, like Rice and MacRitchie, are in harms way. According to court documents, Jesenik, Gillis, MacRitchie, Rice, and others used the Lake Oswego company to solicit investments in a variety of notes and funds, many of which were purportedly backed by trade receivables in education, health care, transportation, and other consumer credit areas. But this one was worse. Portland, Oregon 97204 Rice, former president of Key Bank of Oregon, acknowledged in recent court filings that he is a target in the case. Aequitas borrowed funds from other financial institutions, including Wells Fargo Bank, N.A., to purchase these trade receivables. In these roles, he was responsible for directing Aequitass overall financial policies and accounting functions. Other funds went to pay their salaries. Brian Rice and Andrew MacRitchie left their corporate posts for jobs at Aequitas Capital. On or about January 12, 2015, Aequitas entered into a loan agreement with Wells Fargo to establish a $100 million line of credit. Three other former Aequitas executives, including a former Portland bank president and a senior utility executive, were also charged.

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